Find out how many market observations we received in 2023.
In some cases, a firm or trading venue may want to highlight suspicious or potentially abusive activity in which they or their clients were not directly involved. They can do this by way of a market observation, which allows for the reporting of events where the submitter does not know, for example, the subjects involved.
| Month | Asset class | Insider dealing | Market manipulation | Other | Total |
|---|---|---|---|---|---|
| January | Commodity | 0 | 2 | 0 | 2 |
| Equity | 3 | 7 | 0 | 10 | |
| Fixed income | 3 | 6 | 0 | 9 | |
| FX | 0 | 2 | 0 | 2 | |
| Total | 6 | 17 | 0 | 23 | |
| February | Commodity | 0 | 0 | 0 | 0 |
| Equity | 4 | 7 | 2 | 13 | |
| Fixed income | 3 | 7 | 0 | 10 | |
| FX | 0 | 2 | 0 | 2 | |
| Total | 7 | 16 | 2 | 25 | |
| March | Commodity | 0 | 1 | 0 | 1 |
| Equity | 1 | 13 | 0 | 14 | |
| Fixed income | 5 | 8 | 0 | 13 | |
| FX | 1 | 2 | 0 | 3 | |
| Total | 7 | 24 | 0 | 31 | |
| April | Commodity | 0 | 0 | 0 | 0 |
| Equity | 6 | 7 | 0 | 13 | |
| Fixed income | 3 | 4 | 0 | 7 | |
| FX | 0 | 1 | 0 | 1 | |
| Total | 9 | 12 | 0 | 21 | |
| May | Commodity | 0 | 0 | 0 | 0 |
| Equity | 2 | 11 | 0 | 13 | |
| Fixed income | 2 | 4 | 0 | 6 | |
| FX | 0 | 2 | 0 | 2 | |
| Total | 4 | 17 | 0 | 21 | |
| June | Commodity | 0 | 2 | 0 | 2 |
| Equity | 7 | 9 | 0 | 16 | |
| Fixed income | 3 | 7 | 0 | 10 | |
| FX | 0 | 1 | 0 | 1 | |
| Total | 10 | 19 | 0 | 29 | |
| July | Commodity | 0 | 1 | 0 | 1 |
| Equity | 3 | 8 | 2 | 13 | |
| Fixed income | 5 | 9 | 0 | 14 | |
| FX | 0 | 1 | 0 | 1 | |
| Total | 8 | 19 | 2 | 29 | |
| August | Commodity | 1 | 2 | 0 | 3 |
| Equity | 3 | 8 | 0 | 11 | |
| Fixed income | 2 | 6 | 0 | 8 | |
| FX | 0 | 3 | 0 | 3 | |
| Total | 6 | 19 | 0 | 25 | |
| September | Commodity | 0 | 2 | 0 | 2 |
| Equity | 5 | 8 | 0 | 13 | |
| Fixed income | 6 | 2 | 0 | 8 | |
| FX | 0 | 2 | 0 | 2 | |
| Total | 11 | 14 | 0 | 25 | |
| October | Commodity | 0 | 1 | 0 | 1 |
| Equity | 4 | 5 | 0 | 9 | |
| Fixed income | 3 | 5 | 0 | 8 | |
| FX | 0 | 0 | 0 | 0 | |
| Total | 7 | 11 | 0 | 18 | |
| November | Commodity | 0 | 2 | 0 | 2 |
| Equity | 8 | 13 | 0 | 21 | |
| Fixed income | 2 | 3 | 1 | 6 | |
| FX | 0 | 2 | 0 | 2 | |
| Total | 10 | 20 | 1 | 31 | |
| December | Commodity | 0 | 0 | 0 | 0 |
| Equity | 5 | 11 | 1 | 17 | |
| Fixed income | 2 | 1 | 0 | 3 | |
| FX | 0 | 0 | 0 | 0 | |
| Total | 7 | 12 | 1 | 20 | |
| Grand Total | 92 | 200 | 6 | 298 |