Publications
Search results
Showing 11 to 20 of 203 search results.
-
FCA letter to Supreme Court: support for application for expedition [pdf]
The FCA wrote to the Supreme Court to support expediting the decision on permission to appeal 3 cases including Johnson v FirstRand Bank Limited. -
OPBAS conveyancing risk letter [pdf]
OBBAS set out their perspective on money laundering risk in UK property transactions and opportunities to increase effectiveness. -
FCA feedback: registered rules in county cricket clubs in England and Wales [pdf]
The FCA wrote to the England and Wales Cricket Board in November 2023 with feedback on county cricket clubs using registered rules. -
OPBAS and HM Treasury Money Laundering Regulations 46A supervisory update – April 2024 [pdf]
Joint OPBAS and HM Treasury supervisory update letter sent to Professional Body Supervisors (PBS) in April 2024. -
FCA response to the Financial Services Regulation Committee [pdf]
FCA response to the Financial Services Regulation Committee on Consultation Paper CP24/2. -
British Steel Pension Scheme decision letter – redacted [pdf]
The FCA has completed its investigation into complaints made by members of the British Steel Pension Scheme. Read the redacted decision letter. -
Dear CEO Letter: Action needed in response to common control failings identified in anti-money laundering frameworks [pdf]
Our letter to CEO on failings in anti-money laundering controls. -
February 2024 letter to DLUHC: Multi-occupancy buildings insurance [pdf]
The FCA gives an update to the Department of Levelling Up, Housing and Communities (DLUHC) about our work on multi-occupancy buildings insurance. -
Letter: Notice to provide information - non-financial misconduct [pdf]
Letter: Notice to provide information - non-financial misconduct. -
FCA letter to Technology Working Group [pdf]
FCA letter to Technology Working Group.