Publications

Showing 41 to 50 of 148 search results.

41. TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets

    Thematic reviews

    Published: 21/07/2016

    Last modified: 15/11/2016

    TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets. Thematic reviews First published:. 21/07/2016. Last updated: 15/11/2016. Share page. TR16/5: UK equity market dark pools – Role, promotion and oversight

42. Financial Advice Market Review (FAMR) Working Group – Terms of Reference [pdf]

    Thematic reviews

    Published: 20/06/2016

    Last modified: 04/08/2016

43. TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review [pdf]

    Thematic reviews

    Published: 16/05/2016

    Last modified: 16/05/2016

44. TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review

    Thematic reviews

    Published: 16/05/2016

    Last modified: 16/05/2016

    TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review. Thematic reviews First published:. 16/05/2016. Last updated: 16/05/2016. Share page. TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review. This report

45. Inducements and conflicts of interest thematic review: key findings

    Thematic reviews

    Published: 18/04/2016

    Last modified: 18/04/2016

    Inducements and conflicts of interest thematic review: key findings. Thematic reviews First published:. 18/04/2016. Last updated: 18/04/2016. Share page. Inducements and conflicts of interest thematic review: key findings. We are publishing our key

46. TR16/3: Meeting investors' expectations [pdf]

    Thematic reviews

    Published: 07/04/2016

    Last modified: 07/04/2016

47. TR16/3: Meeting investors’ expectations

    Thematic reviews

    Published: 07/04/2016

    Last modified: 07/04/2016

    TR16/3: Meeting investors’ expectations. Thematic reviews First published:. 07/04/2016. Last updated: 07/04/2016. TR16/3: Meeting investors’ expectations. We are reporting the findings of our thematic review that considered how firms ensure

48. TR16/2: Fair treatment of long-standing customers in the life insurance sector [pdf]

    Thematic reviews

    Published: 03/03/2016

    Last modified: 03/03/2016

49. TR16/2: Fair treatment of long-standing customers in the life insurance sector

    Thematic reviews

    Published: 03/03/2016

    Last modified: 04/03/2016

    TR16/2: Fair treatment of long-standing customers in the life insurance sector. Thematic reviews First published:. 03/03/2016. Last updated: 04/03/2016. Share page. TR16/2: Fair treatment of long-standing customers in the life insurance sector. We

50. TR16/1: Assessing suitability: Research and due diligence of products and services [pdf]

    Thematic reviews

    Published: 19/02/2016

    Last modified: 19/02/2016