Publications

Showing 1 to 3 of 3 search results for "final notice" "sponsor" "breach".

1. Primary Market Bulletin 46

   Newsletters

   Published: 19/12/2023

   Last modified: 19/12/2023

   This edition covers Article 10 UK MAR and ESG stewardship  and TCFD-aligned disclosures: sponsor procedures.

2. Final notice 2016: Cenkos Securities Plc [pdf]

   Final notices

   Published: 09/08/2016

   Last modified: 09/08/2016

   This final notice refers to listing rules breaches in the sponsor sector. We imposed a fine.

3. Final Notice 2015: Execution Noble & Company Limited [pdf]

   Final notices

   Published: 06/01/2015

   Last modified: 06/01/2015

   This final notice refers to breaches of the Listing Rules related to failing to be open and co-operative in the sponsor sector. We imposed a fine.