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Showing 1 to 11 of 33 search results for Authority to ban former insurance broker.

1. Forms

   List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

2. Tribunal directs Financial Conduct Authority to ban former insurance broker

   Press Releases Published: 16/04/2015 Last modified: 16/04/2015
   Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. ... Tribunal directs Financial Conduct Authority to ban former insurance broker.

3. FCA bans and fines former insurance broker £140,000

   Press Releases Published: 19/07/2013 Last modified: 17/09/2013
   The Financial Conduct Authority (FCA) has fined and banned Paul Cable of Bromley, Kent £140,000 for failing to act with integrity.

4. The fight against skimmers and scammers

   Speeches Published: 05/09/2019 Last modified: 05/09/2019
   Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

5. Improving the Appointed Representatives regime through greater use of data

   Data Published: 28/09/2023 Last modified: 03/10/2023
   This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

6. FCA bans Terry Farr

   Press Releases Published: 29/05/2019 Last modified: 29/05/2019
   The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

7. FCA bans former BGC senior executive Anthony Verrier

   Press Releases Published: 29/01/2014 Last modified: 30/06/2014
   FCA bans former BGC senior executive Anthony Verrier. Press Releases First published:. ... FCA bans former BGC senior executive Anthony Verrier.

8. FCA bans former RBS LIBOR submitter, Paul White

   Press Releases Published: 12/04/2016 Last modified: 12/04/2016
   FCA bans former RBS LIBOR submitter, Paul White. Press Releases First published:. ... FCA bans former RBS LIBOR submitter, Paul White.

9. Tribunal bans former trader for lying to the FCA and the Tribunal

   Press Releases Published: 17/12/2013 Last modified: 19/12/2013
   Tribunal bans former trader for lying to the FCA and the Tribunal. ... The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Conduct Authority (FCA) to ban former derivatives trader David John Hobbs from performing any role in

10. FCA fines and bans former RBS trader, Neil Danziger

    Press Releases Published: 08/01/2018 Last modified: 08/01/2018
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated

11. Tribunal upholds FCA ban and significant fine on insurance broker

    Press Releases Published: 28/06/2013 Last modified: 17/09/2013
    The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for