Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 221 to 230 of 358 search results for FCA of a net short position.

  1. Application under MIFID 4-11-9r additional firm questions [docx]

    Forms Published: 11/02/2022
    Application under MiFID 4.11.9R for permission to exclude positions taken to hedge against the adverse effect of the exchange rate on the own funds or an item deducted from capital from net open currency positions for the purpose of article 352 of

  2. New analysis offers mixed picture on high frequency trading in the UK

    Insight Published: 11/04/2016 Last modified: 17/02/2017
    By financial standards, this is hardly remarkable. The sector is rarely short of topics attracting heated opinion. ... Note: The views expressed in this article are those of the authors alone, and should not be taken as an official FCA position.

  3. The rationale for the FCA’s Mission and the context which the FCA operates in

    Speeches Published: 26/10/2016 Last modified: 10/11/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.

  4. Liquidity Management multi-firm review

    Multi-firm reviews Published: 06/07/2023 Last modified: 06/07/2023
    Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

  5. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

  6. Comparison of banking providers’ fraud controls

    Data Published: 09/03/2020 Last modified: 07/08/2020
    This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their

  7. Occasional Paper No. 37: Flash Crash in an OTC Market

    Occasional papers Published: 12/06/2018 Last modified: 12/06/2018
    This Occasional Paper contributes to the research on flash crashes which are high-profile episodes that can be thought of as short-lived malfunctions of capital markets typically involving a substantial price change and a drying up of liquidity

  8. FG19/1: Primary Market Bulletin No. 20

    Finalised guidance Published: 07/02/2019 Last modified: 07/02/2019
    The FCA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 20.

  9. Andrew Bailey speech at the Annual Public Meeting 2018

    Speeches Published: 11/09/2018 Last modified: 11/09/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting.

  10. Maintaining market confidence: an update on Brexit

    Speeches Published: 05/11/2018 Last modified: 05/11/2018
    Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit
Related topics