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Showing 281 to 290 of 358 search results for FCA of a net short position.
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Coronavirus linked forbearance: key findings
We set out our findings from our review, where we considered mortgage and consumer credit firms' implementation of Tailored Support Guidance since November 2020 and the operational readiness of firms to support customers in financial difficulty. -
Mortgages and coronavirus: additional guidance for firms - finalised guidance
This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of mortgage customers. The additional guidance applies from 16 September. -
LIBOR – are you ready for life without LIBOR from end-2021?
Speech delivered by Edwin Schooling Latter, Director Markets and Wholesale Policy at the FCA, at City & Financial's Managing LIBOR transition event -
Effective compliance with the Market Abuse Regulation – a state of mind
whom the FCA needs to engage as competent authority to enhance the efficacy of the regime in the UK. ... triggered by the FCA having reasonable grounds to suspect that serious misconduct has taken place. -
Beyond disclosure for high-risk investments: slow down and think
This article explores our research into risk warnings, decision points and self-certification, published in January 2021. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
RBS fined £87.5 million for significant failings in relation to LIBOR
The Financial Services Authority (FSA) has fined The Royal Bank of Scotland plc (RBS) £87.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR). -
How implementing the Mortgage Market Review will shape the new market
Speech by Linda Woodall, Director of Mortgages and Consumer Lending, the FCA, at the Financial Services Expo, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Regulatory co-operation between the UK and US: now and in the future
Panel appearance by Nausicaa Delfas, Executive Director of International at the BritishAmerican Business Transatlantic Finance Forum, New York City -
Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and