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Showing 311 to 320 of 358 search results for FCA of a net short position.

311. Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update

     Newsletters Published: 27/05/2020 Last modified: 23/03/2022
     In this special edition, we publish a statement on temporary relief for the timing of the publication of half yearly financial reports.

312. FCA launch consultation to assist parties in proving presence of coronavirus in business interruption insurance claims

     Statements Published: 11/12/2020 Last modified: 11/12/2020
     The FCA is launching a consultation to assist parties in proving presence of coronavirus in Business Interruption insurance claims.

313. FCA imposes penalties on Sonali Bank (UK) Limited and its former money laundering reporting officer for serious anti-money laundering systems failings

     Press Releases Published: 12/10/2016 Last modified: 12/10/2016
     The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering

314. JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades

     Press Releases Published: 19/09/2013 Last modified: 19/09/2013
     FCA’s Principles for Businesses - the fundamental obligations firms have under the regulatory system. ... JPMorgan agreed to settle at an early stage of the FCA’s investigation.

315. Best practice note - Identifying, controlling and disclosing inside information

     Markets Published: 09/06/2020 Last modified: 09/01/2023
     This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

316. Occasional Paper No. 34: Effects of the advice requirement and intermediation in the UK mortgage market

     Occasional papers Published: 04/05/2018 Last modified: 29/01/2021
     As part of the mortgages market study, the FCA wanted to understand the extent to which UK consumers might save money when buying a mortgage and to understand what may be driving some to buy more expensive mortgages. This Occasional Paper

317. Authorised fund managers’ assessments of fund value 2023

     Multi-firm reviews Published: 10/08/2023 Last modified: 10/08/2023
     Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.

318. Authorised fund managers’ assessments of their funds’ value

     Multi-firm reviews Published: 06/07/2021 Last modified: 06/07/2021
     This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.

319. Financial Conduct Authority outlines how it would use the temporary transitional power

     Press Releases Published: 01/02/2019 Last modified: 11/04/2024
     The FCA has set out how it would use the temporary transitional power in the event the UK leaves the EU without an agreement.

320. Chief Executive speaks at APM about recent work and future challenges

     Speeches Published: 20/07/2016 Last modified: 20/07/2016
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.