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Showing 61 to 70 of 358 search results for FCA of a net short position.

  1. Primary Market Bulletin 42

    Newsletters Published: 12/12/2022 Last modified: 12/12/2022
    In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.

  2. Temporary prohibition of short selling: Banco Comercial Português, S.A.

    News stories Published: 20/01/2017 Last modified: 20/01/2017
    Temporary prohibition of short selling: Banco Comercial Português, S.A. News stories First published:. ... The Financial Conduct Authority ("FCA") notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and

  3. Chairman's speech to the Trust in Banking Conference

    Speeches Published: 20/10/2015 Last modified: 22/10/2015
    Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered

  4. A financial system to support the recovery

    Speeches Published: 16/06/2020 Last modified: 16/06/2020
    Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.

  5. Get-rich-quick, Ponzi and pyramid schemes

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you’re scammed.

  6. Business Plan 2022/23

    Business plans Published: 07/04/2022 Last modified: 27/04/2022
    The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

  7. Temporary prohibition of short selling: CTT - Correios de Portugal, S.A.

    News stories Published: 31/01/2017 Last modified: 31/01/2017
    Temporary prohibition of short selling: CTT - Correios de Portugal, S.A. ... The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) ofRegulation (EU)

  8. MLA E: Residential loans to individuals FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA E: Residential loans to individuals FAQs

  9. Our Perimeter Report

    Annual reports Published: 20/07/2022 Last modified: 05/04/2024
    Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

  10. Liquidity management for investment firms: good practice

    Documents Published: 29/02/2016 Last modified: 29/02/2016
    The FCA has been working with the Bank of England, at the request of the Financial Policy Committee (FPC), to assess risks posed by open-ended investment funds investing in the fixed income sector. As part of this work we have engaged with a number
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