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Showing 211 to 220 of 517 search results for Occasional Papers and read our.

  1. 2019 Global AML and Financial Crime TechSprint

    Events Published: 10/02/2023 Last modified: 10/02/2023
    In July 2019, the FCA held a week-long Global Anti-Money Laundering and Financial Crime TechSprint to attempt to find better ways of increasing the detection and prevention rates of financial crime.

  2. PS14/3: Final rules for consumer credit firms

    Policy statements Published: 28/02/2014 Last modified: 10/04/2014
    We have published our policy statement about our detailed rules for consumer credit firms. ... Last October we published a consultation paper outlining our proposals. These included setting higher standards for high-cost short-term credit, including

  3. An evaluation of our guaranteed asset protection insurance intervention

    Corporate documents Published: 31/07/2018 Last modified: 20/12/2018
    In this paper, we evaluate our September 2015 add-on guaranteed asset protection (GAP) insurance intervention.

  4. CP15/10: Strengthening accountability in banking: UK branches of foreign banks

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
    CP15/10: Strengthening accountability in banking: UK branches of foreign banks. Consultation papers First published:. ... Alongside this paper, we are issuing a paper (CP15/9) providing feedback on the responses received to our previous consultation on

  5. TR14/12 - Enhanced transfer value pension transfers

    Thematic reviews Published: 21/07/2014 Last modified: 21/07/2014
    the FCA Handbook requirements. the relevant guidance. findings in this paper and the examples of good and poor practice. ... and review their arrangements accordingly. We would expect firms to ensure that any pension transfer advice is sufficiently

  6. CP15/3: Buy-to-let mortgages: implementing the Mortgage Credit Directive Order 2015

    Consultation papers Published: 05/02/2015 Last modified: 30/08/2015
    This paper outlines our proposed approach to implementing a legislative framework for ‘consumer buy-to-let’ (CBTL) mortgages. ... This consultation paper outlines our proposed approach to implementing the framework, including our proposed Handbook

  7. Admission to trading on a regulated market – Engagement Paper 1

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    We are asking for views on how we should approach setting requirements for issuers seeking to have securities admitted to trading on regulated markets under the new public offers and admissions to trading regime.

  8. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    Consumers may be interested in how our approach sits within our initiative to improve culture and governance in firms. ... These summarise of our final rules and guidance on the SM&CR, including the Duty of Responsibility.

  9. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

    Speeches Published: 06/03/2020 Last modified: 06/03/2020
    Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

  10. CP23/26: Implementing the Overseas Funds Regime (OFR)

    Consultation papers Published: 04/12/2023 Last modified: 04/12/2023
    We’re consulting on rules and guidance to integrate the OFR into our Handbook and to enable recognition of overseas funds from jurisdictions approved by the Treasury.
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