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Showing 221 to 230 of 517 search results for Occasional Papers and read our.

  1. PS19/15: Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (near final and final rules)

    Policy statements Published: 06/06/2019 Last modified: 06/06/2019
    This Policy Statement outlines the near final rules applying our existing supervisory and enforcement processes to securitisation repositories when the UK leaves the European Union. It also sets out the final rules in respect of additional

  2. How to organise a COO

    Speeches Published: 08/02/2023 Last modified: 08/02/2023
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

  3. FS14/2: Feedback Statement on Project Innovate: Call for input

    Feedback statements Published: 28/10/2014 Last modified: 16/01/2015
    In this paper, we:. summarise the feedback received on our Call for input, including both written feedback and discussions held at our roundtable events. ... set out our response to this feedback. explain the next steps for Project Innovate.

  4. DP20/2: Prudential requirements for MiFID investment firms

    Discussion papers Published: 23/06/2020 Last modified: 17/12/2020
    This Discussion Paper sets out initial views as well as technical details on the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR). The Government will be introducing a framework for the new regime for UK firms. We are seeking

  5. CP14/26: Regulatory fees and levies: policy proposals for 2015/16

    Consultation papers Published: 27/11/2014 Last modified: 25/11/2021
    This paper sets out our proposed policy changes to our fee and levy regimes. We are funded entirely by the fees and levies recovered from the firms we regulate.

  6. PS19/25: Overdraft Pricing and Competition Remedies

    Policy statements Published: 07/06/2019 Last modified: 04/10/2019
    This FCA Policy Statement (PS 19/25) sets out rules to make overdraft fees clearer and more transparent.

  7. FS22/2: Driving Value for Money in Defined Contribution Pensions

    Feedback statements Published: 23/05/2022 Last modified: 30/01/2023
    We set out the feedback we received on our proposed framework to assess and promote Value for Money in all FCA and TPR-regulated Defined Contribution pension schemes

  8. CP14/29: Guaranteed Asset Protection insurance: a competition remedy

    Consultation papers Published: 12/12/2014 Last modified: 15/01/2015
    CP14/29: Guaranteed Asset Protection insurance: a competition remedy. Consultation papers First published:. ... You can find out more about our market study by following the link below.

  9. Finding opportunity in a world of uncertainty

    Speeches Published: 30/06/2022 Last modified: 30/06/2022
    Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

  10. Research Note: Capital market liquidity in the 2020 coronavirus crisis

    Research notes Published: 11/05/2021 Last modified: 11/05/2021
    This paper looks at how UK equity markets and bond Exchange Traded Funds have coped during the coronavirus pandemic.
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