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Showing 241 to 250 of 517 search results for Occasional Papers and read our.

  1. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    About us How we operate Published: 23/01/2018 Last modified: 10/05/2024
    OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

  2. Protected forward-looking statements – Engagement Paper 3

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    This Engagement Paper asks for views on how we should define protected forward-looking statements and how this information should be presented in a prospectus under the new public offers and admissions to trading regime.

  3. Primary multilateral trading facilities – Engagement Paper 6

    Calls for input Published: 13/07/2023 Last modified: 12/12/2023
    We are asking for your feedback on our initial thinking about future rules for multilateral trading facilities (MTFs) under the new public offers and admission to trading regime.

  4. CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments

    Consultation papers Published: 03/10/2017 Last modified: 03/10/2017
    We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms.

  5. FCA seeks views on regulatory approach for overseas funds

    News stories Published: 04/12/2023 Last modified: 04/12/2023
    In preparation for the new Overseas Funds Regime (OFR), the Financial Conduct Authority (FCA) has set out its proposals for how the regime should operate.

  6. PS13/12: Mortgage Market Review: data reporting

    Policy statements Published: 16/12/2013 Last modified: 30/08/2015
    See the table in the first chapter of this paper for information on the timetable. ... read Consultation Paper CP13/2 Mortgage Market Review – Data Reporting or.

  7. TR15/4: Governance over mortgage lending strategies

    Thematic reviews Published: 19/03/2015 Last modified: 19/03/2015
    This paper reports findings from our thematic review on governance over mortgage-lending strategies. ... This paper will primarily be of interest to regulated mortgage lenders but, as the focus is on forward strategy, it could be of interest to all firms.

  8. CP21/33: Regulatory fees and levies proposals for 2022/23

    Policy and guidance Consultation papers Published: 30/11/2021 Last modified: 07/03/2022
    We consult on our proposed policy changes to the way we will raise FCA fees from 2022/23

  9. Good conduct and market integrity

    Speeches Published: 02/06/2014 Last modified: 11/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Evaluation Paper 20/1: An evaluation of our rent-to-own price cap

    Corporate documents Published: 02/12/2020 Last modified: 02/12/2020
    This Evaluation Paper summarises our evaluation of our 2019 price cap intervention in the rent-to-own market (RTO). Evaluation is part of our Mission’s decision-making framework. Testing the effectiveness of our remedies helps us make better
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