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Showing 251 to 260 of 517 search results for Occasional Papers and read our.
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Diversity, equity and inclusion: How we work
As a public body, the FCA aims to eliminate discrimination and advance equality of opportunity. Read more about our work towards our objectives. -
Call for Input: the FCA’s approach to the current payment services regime
Before we begin to update our guidance, we are seeking views on whether the current documents have kept pace with market developments and growth in payment services, so that we can ... 25 The North Colonnade. Canary Wharf. London E14 5HS. See the payment -
Has the industry improved ten years on?
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Banking Litigation & Regulation Forum 2018. -
CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals
To give firms as much time as possible to prepare for the changes, this paper provides a set of near-final rules on our new Senior Managers’ Regime, together with a ... The policy decisions and near-final rules contained in this paper must also be read -
Are small firms being locked out of the derivatives market?
Our expectation was that these firms would be prepared and the data backs that up. ... Read the full research paper on analysing the impact of EMIR variation margin requirements. -
FCA Research into the issue of de-risking
In our Business Plan that we published on 5 April 2016 we identified that AML is one of our 7 seven priority themes. ... The FCA has also published an Occasional Paper today that deals with the reasons for access barriers and financial exclusion. -
CP23/27: Reforming the commodity derivatives regulatory framework
This consultation sets out our proposals concerning position limits, the exemptions from those limits, position management controls, the reporting regime and the ancillary activities test. -
Learning the lessons of the past as an industry
The themes were depressingly consistent. Indeed, some of the statements read a little like PR paint by numbers. ... Our focus across all elements of our business is on ensuring individuals understand and take responsibility for their actions. -
DP23/2: Updating and improving the UK regime for asset management
The FCA wants your views on the current UK regime for regulating funds and asset managers. -
FS16/5: Call for Inputs on Big Data in retail general insurance
In this Feedback Statement we summarise the responses we have received to our Call for Inputs on the use of Big Data in retail general insurance (GI), and outline our responses to the issues raised.