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Showing 261 to 270 of 517 search results for Occasional Papers and read our.

  1. FCA publishes a Discussion Paper on the client money distribution rules and the Special Administration Regime

    Press Releases Published: 09/03/2016 Last modified: 09/03/2016
    FCA publishes a Discussion Paper on the client money distribution rules and the Special Administration Regime. ... This paper should be read alongside our DP to understand the full regime for the insolvency of a failed investment firm.Once the

  2. FSA CP13/8: Publishing information about warning notices

    Consultation papers Published: 18/03/2013 Last modified: 12/01/2023
    This consultation paper sets out our proposals on how the FCA will publish information about the subject-matter of a warning notice if it considers it to be appropriate.

  3. Cash-based money laundering

    Tasks for firms Published: 24/04/2023 Last modified: 24/04/2023
    Find out about the FCA's work on reducing money laundering through cash deposits at the Post Office and their current expectations of firms’ controls. 

  4. MS17/1: Investment platforms market study

    Market studies Published: 16/07/2018 Last modified: 04/05/2022
    Following the publication of the Investment Platforms Market Study Final Report and Consultation Paper 19/12 proposing new rules in March this year, the FCA have published Policy Statement 19/29 setting out final rules.

  5. Further issuances of equity on regulated markets – Engagement Paper 2

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    We are asking for your feedback on our initial thinking about requirements for further issuances of equity securities under the new public offers and admission to trading regime.

  6. Primary Market Bulletin 31

    Newsletters Published: 11/11/2020 Last modified: 11/11/2020
    Welcome to the 31st edition of the Primary Market Bulletin (PMB)

  7. FCA publishes final report into asset management sector

    Press Releases Published: 28/06/2017 Last modified: 28/06/2017
    The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.

  8. FS23/6: Artificial Intelligence and Machine Learning

    Feedback statements Published: 26/10/2022 Last modified: 26/10/2023
    We asked for your input on the role supervisory authorities should have in supporting the safe and responsible adoption of AI in UK financial services..

  9. Transforming culture in financial services

    Speeches Published: 19/03/2018 Last modified: 19/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.

  10. Call for Input: Regulatory barriers to innovation in digital and mobile solutions

    Documents Published: 17/06/2015 Last modified: 25/08/2016
    This paper will be of particular interest to businesses looking to use digital or mobile solutions for providing financial services. ... See the innovation section of our website.
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