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Showing 271 to 280 of 517 search results for Occasional Papers and read our.

  1. CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)

    Consultation papers Published: 05/02/2018 Last modified: 23/03/2018
    We are consulting on changes to our Handbook because of the changes introduced by the EU Benchmarks Regulation and the UK Benchmarks Regulations 2018.

  2. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
    CP15/17: Capital resources requirements for Personal Investment Firms (PIFs). Consultation papers First published:. ... CP15/17: Capital resources requirements for Personal Investment Firms (PIFs) [PDF]. This paper will be relevant to:.

  3. The changing face of financial crime

    Speeches Published: 30/06/2013 Last modified: 05/04/2023
    Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London.

  4. Personal data and market oversight

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its market oversight functions.

  5. CP22/23: Regulatory fees and levies: policy proposals for 2023/24

    Consultation papers Published: 29/11/2022 Last modified: 06/06/2023
    We would like your views on the way we will raise our fees from 2023/24

  6. PS19/8: Increasing the award limit for the Financial Ombudsman Service

    Policy statements Published: 16/10/2018 Last modified: 08/03/2019
    Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a

  7. PS15/2: Recovery and Resolution Directive, including feedback on CP14/15 and final rules

    Policy statements Published: 16/01/2015 Last modified: 30/08/2015
    In August 2014, we published a Consultation Paper proposing changes to our Handbook that are required to transpose the [Bank] Recovery and Resolution Directive (RRD) into the UK regulatory regime for ... In this Policy Statement, we summarise the

  8. CP23/10: Primary Markets Effectiveness Review – Feedback to DP22/2 and proposed equity listing rule reforms

    Consultation papers Published: 03/05/2023 Last modified: 03/05/2023
    We want your views on proposed rule changes to create a single listing category for shares in commercial companies. We also summarise feedback to our May 2022 Discussion Paper on the UK listing regime.

  9. CP14/32: Bringing additional benchmarks into the regulatory and supervisory regime

    Consultation papers Published: 22/12/2014 Last modified: 07/02/2022
    This consultation paper seeks views on how our generic approach to regulating benchmarks could be applied beyond LIBOR to other benchmark administrators (and benchmark submitters as appropriate).

  10. CP23/22: Regulatory fees and levies: policy proposals for 2024/25

    Consultation papers Published: 21/11/2023 Last modified: 21/11/2023
    This consultation sets out plans for changes to the way we will raise FCA fees from 2024/25.
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