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Showing 281 to 290 of 517 search results for Occasional Papers and read our.

  1. DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion

    Discussion papers Published: 26/05/2022 Last modified: 17/08/2022
    This discussion paper continues our work reviewing how effective our primary markets are as part of the FCA’s strategy to promote competition and positive change.

  2. DP14/1 Recovering the costs of administering the regulatory gateway through application fees

    Discussion papers Published: 22/06/2014 Last modified: 07/02/2022
    This discussion paper (DP) invites views on how we should recover from firms the costs of administering the regulatory gateway.

  3. CP21/30: Debt packagers: proposals for new rules

    Consultation papers Published: 17/11/2021 Last modified: 02/06/2023
    We seek views on proposed new rules to ban debt packagers from receiving referral fees from debt solution providers.

  4. TR16/3: Meeting investors’ expectations

    Thematic reviews Published: 07/04/2016 Last modified: 07/04/2016
    All fund management firms should consider the findings in this paper and review their arrangements accordingly. ... We will follow up on this thematic review through our routine supervision work.

  5. Strategic review of retail banking business models

    Multi-firm reviews Published: 18/12/2018 Last modified: 12/03/2024
    We have published our 2022 Final Report on competition in retail banking markets. This builds on our 2018 Final Report and 2018 Progress report. 

  6. CP14/13: Strengthening accountability in banking: a new regulatory framework for individuals

    Consultation papers Published: 30/07/2014 Last modified: 14/09/2015
    The paper can be read alongside CP14/14, which sets out our joint proposals for revisions to the current Remuneration Code. ... We want to hear what you think of our proposals. So please send your responses to both regulators at the following addresses

  7. DP21/4: Sustainability Disclosure Requirements and investment labels

    Discussion papers Published: 03/11/2021 Last modified: 04/07/2022
    We are seeking initial views on new sustainability disclosure requirements for asset managers and FCA-regulated asset owners, as well as a new classification and labelling system for sustainable investment products

  8. Supporting innovation in ESG data and disclosures – the digital sandbox

    Corporate documents Published: 23/06/2022 Last modified: 23/06/2022
    An overview of the digital sandbox sustainability cohort, the key lessons learned, and our current thinking for the future of the sandbox.

  9. CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook

    Consultation papers Published: 30/11/2015 Last modified: 30/11/2015
    In this paper we consult on proposed changes to some of the rules in our Compensation sourcebook (COMP) that govern the operation of the Financial Services Compensation Scheme (FSCS). ... You should read this consultation paper if you are:. an authorised

  10. Updates to the FCA’s directions under the Temporary Transitional Power

    Press Releases Published: 26/09/2019 Last modified: 26/09/2019
    Today, the Financial Conduct Authority (FCA) has updated and published draft directions under its Temporary Transitional Power (TTP). The TTP gives the FCA flexibility in applying post-Brexit requirements, allowing firms to transition to a new UK
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