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Showing 301 to 310 of 517 search results for Occasional Papers and read our.
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CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I
At the same time, we began our own consultation process and published a discussion paper, DP15/3, about issues where we have discretion in implementing MiFID II. ... So we have decided to consult in stages. This first MiFID II consultation paper covers, -
CP23/23: Prudential assessment of acquisitions and increases in control
We are consulting on proposals to replace EU guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector. -
PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1
This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1. -
CP21/13: A new Consumer Duty
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers -
Market integrity and strategic approach
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets. -
CP14/9: Client Money held in Individual Savings Accounts
We publish proposals to amend client money rules in response to changes made to ISAs in the 2014 Budget. -
Personal data and FCA news, events and groups
Find out how and why the FCA uses personal data to communicate FCA news and events, including its newsletters. -
FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2
We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK. -
FCA to improve pace and transparency around enforcement cases
The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of its enforcement actions. -
MS18/1: General insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified.