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Showing 331 to 340 of 517 search results for Occasional Papers and read our.

331. Artificial Intelligence (AI) update – further to the Government’s response to the AI White Paper

     Corporate documents Published: 22/04/2024 Last modified: 22/04/2024
     We outline our approach to AI following the Government’s publication of its pro-innovation strategy on AI.

332. Speech: Regulators should heed lessons from mishandling of Hillsborough process

     Insight Published: 07/06/2016 Last modified: 17/02/2017
     So our processes need to be quicker. And collaboration and effective decision making is critical here. ... And so, as enforcers, it is our job sometimes to say: ‘this far and no further’.

333. CP15/5: Approach to non-executive directors in banking and Solvency II firms & Application of the presumption of responsibility to Senior Managers in banking firms

     Consultation papers Published: 23/02/2015 Last modified: 14/09/2015
     Consultation papers First published:. 23/02/2015. Last updated: 14/09/2015. Share page. ... This paper sets out the our revised approach to independent non-executive directors (NEDs) in UK banks, building societies, credit unions and PRA-designated

334. CP19/20: Our framework: assessing adequate financial resources

     Consultations Consultation papers Published: 13/06/2019 Last modified: 08/11/2019
     The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.

335. Building firm foundations for healthy cultures

     Speeches Published: 20/11/2023 Last modified: 20/11/2023
     Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at the XLOD Global London conference.

336. DP23/5: Advice Guidance Boundary Review – proposals for closing the advice gap

     Discussion papers Published: 08/12/2023 Last modified: 26/01/2024
     The FCA's proposals aim to create a regulatory system where a range of commercially viable, high quality models of support will be in place enabling consumers to access support through regulated channels.

337. MS17/2: Wholesale Insurance Broker Market Study

     Market studies Published: 20/02/2019 Last modified: 20/02/2019
     We have published the final report for our Wholesale Insurance Broker Market Study, concluding that while there is room for improvement, we have not found evidence of significant levels of harm that merit the introduction of intrusive remedies. As a

338. CP14/14: Strengthening the Alignment of Risk and Reward: New Remuneration Rules

     Consultation papers Published: 30/07/2014 Last modified: 14/09/2015
     This joint FCA and PRA consultation paper seeks views on proposed changes to rules in the area of Remuneration. ... The paper can be read alongside CP14/13, which sets out our joint proposals for increasing individual accountability in banking.

339. TR14/11 - Price comparison websites in the general insurance sector

     Thematic reviews Published: 16/07/2014 Last modified: 31/08/2016
     We have set out our expectations and the actions for firms in section 4 of the report. ... Alongside our findings, PCWs should also consider EIOPA’s January 2014 report on good guidance practices on comparison websites.

340. The future of financial conduct regulation

     Speeches Published: 23/04/2019 Last modified: 22/01/2021
     Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London