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Primary Market Bulletin 40
In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation. -
PS22/15: Improving outcomes in non-workplace pensions
The FCA sets out the final rules to improve outcomes for consumers saving into non-workplace pensions. -
TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review
Potential issues relating to lending to older borrowers will be included in our wider strategy work on the ageing population following our recent discussion paper. ... where appropriate follow up as part of our ongoing supervision of these firms. -
The FCA and PRA propose measures to boost diversity and inclusion in financial services
In consultation papers published today, the financial regulators have set out proposals to boost diversity and inclusion to support healthy work cultures, reduce groupthink, and unlock talent. -
PS14/7: Changes to the use of dealing commission rules: feedback to CP13/17 and final rules
In this Policy Statement we report on the main issues arising from Consultation Paper 13/17 – Consultation on the use of dealing commission rules, and publish the final rules. -
FCA consults on reforms to improve the effectiveness of UK primary markets
The FCA has today launched a consultation on a series of proposed reforms to improve the effectiveness of UK primary markets, alongside a discussion of how we might continue to develop the regime to ensure the UK remains a competitive and dynamic -
CP18/34: Regulatory fees and levies: policy proposals for 2019/20
This paper sets out our proposed policy changes to the way that we will raise FCA fees from 2019/20. It is part of our annual cycle of consultation on fees. -
PS23/19: Margin requirements for non-centrally cleared derivatives: Amendments to BTS 2016/2251
PRA and FCA's final policy and feedback to responses following their joint consultation paper. -
CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II
We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers. -
PS23/7: Broadening retail access to the long-term asset fund
This consultation sets out proposals for broadening the retail distribution of the LTAF.