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Showing 371 to 380 of 517 search results for Occasional Papers and read our.

  1. Personal data and surveys, consultations and market research

    Last modified: 05/12/2023
    How and why the FCA uses personal data to carry out surveys, consultations and market research as part of its work as a regulator.
  2. PS19/30 Independent Governance Committees: extension of remit

    Policy statements Published: 17/12/2019 Last modified: 15/05/2020
    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.
  3. PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules

    Policy statements Published: 29/04/2016 Last modified: 29/04/2016
    As we explained in our Consultation Paper, this was because the changes have no impact on that review, will provide benefits to consumers and the FSCS and will, we anticipate, have ... Firms should read our final rules and take action to ensure they
  4. CP18/29: Temporary permissions regime for inbound firms and funds

    Consultation papers Published: 10/10/2018 Last modified: 01/03/2019
    The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to
  5. CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects

    Consultation papers Published: 13/08/2015 Last modified: 24/11/2015
    Consultation papers First published:. 13/08/2015. Last updated: 24/11/2015. Share page. ... read our accountability webpages.
  6. CP22/24: Broadening access to financial advice for mainstream investments

    Consultation papers Published: 30/11/2022 Last modified: 03/08/2023
    We are aiming to allow firms to provide mass-market consumers with straightforward financial needs greater access to simplified advice on investing into mainstream products
  7. Our Perimeter Report

    Annual reports Published: 20/07/2022 Last modified: 05/04/2024
    Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products
  8. PS15/1: Early implementation of the Transparency Directive’s requirements for reports on payments to governments, including feedback on CP14/17 and final rules

    Policy statements Published: 02/01/2015 Last modified: 07/02/2022
    This Policy Statement reports on the main issues arising from Consultation Paper CP14/17 and publishes final rules.
  9. CP19/30: Regulatory fees and levies: policy proposals for 2020/21

    Consultation papers Published: 13/11/2019 Last modified: 13/11/2019
    This FCA consultation paper sets out FCA's proposed policy changes to the way it will raise FCA fees from 2020/21. It is part of the FCA's annual cycle of consultation on fees.
  10. FCA announces proposals to improve outcomes for non-workplace pension customers

    Press Releases Published: 25/11/2021 Last modified: 25/11/2021
    We propose that firms offer a new 'default' investment option to help non-workplace pension customers save for their retirement