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Showing 401 to 410 of 517 search results for Occasional Papers and read our.
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FS15/3: Strengthening accountability in banking: UK branches of foreign banks – Feedback on FCA CP15/10
We will also include any remaining technical changes (including any further consequential changes) in our final Handbook rules. ... read our accountability webpages. -
PS14/4: The FCA’s regulatory approach to crowdfunding over the internet, and the promotion of non-readily realisable securities by other media
This policy statement summarises and gives response feedback to CP13/13 - The FCA’s regulatory approach to crowdfunding (and similar activities). We also publish rules that came into force on 1 April 2014. -
The challenges for insurance and regulators in a Big Data world
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Association Of British Insurers (ABI) annual conference. -
CP24/4: Further consultation on the regulatory framework for pensions dashboard service firms
We are consulting on new guidance for firms undertaking this new activity and 2 changes to the rules we originally proposed in CP22/5. -
Reforming our capital markets ecosystem
Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit. -
PS16/15: Feedback on CP15/33 - Consumer credit: proposals in response to the CMA recommendations on high-cost short-term credit
We set out our response to these recommendations in CP15/33, published in October 2015. ... Most responses were supportive of our proposed new rules, guidance and general approach. -
Consumers struggling with rising prices urged to seek help
The Financial Conduct Authority (FCA) and MoneyHelper are urging consumers to get help as soon as possible if they are struggling financially because of the rising cost of living. -
2019 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. -
DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements
We will provide feedback from this paper, where relevant, in our consultation paper. ... For more information see a timeline of MiFID II implementation and read our pages on MiFID II. -
PS14/6: Competition in the Markets for Services Provided by a Recognised Investment Exchange: Feedback on CP13/16 and Final Handbook Text
This Policy Statement sets out the changes to the Recognised Investment Exchanges Sourcebook in our Handbook (REC) that we are making to clarify how we will consider using our powers to advance our competition objective when supervising Recognised