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Showing 41 to 50 of 518 search results for Occasional Papers and read our.
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Automated advice: existing rules and guidance
Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered. -
TR15/2: Structured Products: Thematic Review of Product Development and Governance
Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance. -
Speech: Culture in UK banking – regulatory priorities
To do this, I will draw on two Occasional Papers which will shortly appear on the Insight pages of our website. ... This neatly leads us back to the role of culture. The FCA’s own upcoming Occasional Paper in this area is called ‘Behaviour and -
FCA sets out next steps to improve competition in the UK’s asset management industry
The FCA has published the latest step in its response to the concerns identified through its asset management market study. This is part of a package of remedies to ensure fund managers compete on the value they deliver, and act in the interests of -
Speech: Shadow banking - the potential risks and rewards
My observations are mostly based on Kraus and Aquilina’s Occasional Paper 18(OP18), ‘Market-Based Finance: its contributions and emerging issues’ and our related article ‘The rise of market based ... REITs. business development companies. asset -
Conduct in a new era: leaders rejecting complacency
Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA Enforcement and the Wholesale Markets
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered -
Our approach to ensuring firms treat vulnerable customers fairly
Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference. -
Making competition king – the rise of behavioural economics at the FCA
Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version. -
Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation
So, although I’m sure we’ll still see multiple debates over policy direction in future – and we’re still refining methods and working towards publishing more occasional papers in the ... The obvious problem here of course, is that no-one reads