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Showing 421 to 430 of 517 search results for Occasional Papers and read our.

  1. CP21/6: Regulating bidding for Emissions Allowances under the UK Emissions Trading Scheme

    Consultation papers Published: 08/03/2021 Last modified: 08/03/2021
    We propose how we will authorise and supervise certain firms intending to bid for emission allowances on the UK auction platform.

  2. CP14/19: CRD IV - EBA high earners and benchmarking information report

    Consultation papers Published: 22/09/2014 Last modified: 07/02/2022
    The European Banking Authority (EBA) issued new final guidelines on 16 July 2014 in relation to data collection for high earners and remuneration benchmarking. The new guidelines amend the existing template and request more detailed information,

  3. DP 21/2: Diversity and inclusion in the financial sector – working together to drive change

    Discussion papers Published: 06/07/2021 Last modified: 04/01/2023
    We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector.

  4. FCA publishes new data on interest rates and update on cash savings remedies

    Press Releases Published: 18/07/2016 Last modified: 20/07/2016
    Our sunlight remedy data shows that some consumers could be better off by opening a different account.”. ... More detail on the design and findings of the trials are set out in detail in Occasional Paper 19 published today.

  5. PS19/6: Rent-to-own price cap – feedback on CP18/35 and final rules

    Policy statements Published: 05/03/2019 Last modified: 05/03/2019
    This paper sets out final rules on a price cap in the rent-to-own market and summarises feedback to CP18/35.

  6. UBS fined £9.45m for failings in its sale of an AIG fund

    Press Releases Published: 12/02/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.

  7. CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook

    Consultation papers Published: 19/05/2016 Last modified: 19/05/2016
    We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2

  8. The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector

    Press Releases Published: 21/07/2022 Last modified: 21/07/2022
    The Bank of England, the Prudential Regulation Authority and FCA set out potential measures to oversee and strengthen the resilience of services provided by critical third parties to the UK financial sector.

  9. DP15/4: Developing General Insurance Add-ons Market Study – Remedies: Value Measures

    Discussion papers Published: 24/06/2015 Last modified: 24/06/2015
    Discussion papers First published:. 24/06/2015. Last updated: 24/06/2015. Share page. ... This paper explores a range of options for introducing a measure, or measures, of value in GI markets.

  10. CP19/29: Recovery of costs of supervising cryptoasset businesses under the anti-money laundering regulations

    Consultation papers Published: 15/10/2019 Last modified: 02/12/2019
    The FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses, from 10 January 2020. This Consultation sets out our proposals for recovering the costs of this new role. 
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