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Showing 431 to 440 of 517 search results for Occasional Papers and read our.
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PS16/8: FCA Handbook changes regarding the segregation of client money on loan-based crowdfunding platforms, the Innovative Finance ISA, and the regulated activity of advising on peer-to-peer agreements
We published a separate consultation paper in January 2016 with proposals to change our client money rules for firms that operate electronic systems in relation to lending (P2P platforms) and hold ... We are now issuing this policy statement to finalise -
FCA and TPR outline a framework for value for money in defined contribution pension schemes
The FCA and The Pensions Regulator have published a joint discussion paper on developing a common framework for measuring value for money in defined contribution pension schemes. -
PS21/11: General insurance pricing practices - amendments
In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules. -
Research Note: Review of Maximal Extractable Value and Blockchain Oracles
This paper is designed to support market participants and regulators to better understand the emerging technology landscape and build the foundation of knowledge needed to assess the potential risks and opportunities created by new technology. -
PS13/1 Payments to platform service providers and cash rebates from providers to consumers
We are setting out our rules for platform services and responding to the feedback to our consultation. -
FS20/12: Intergenerational differences: summary of responses and next steps
This feedback statement sets out our approach following the discussion paper on intergenerational differences we published last year. -
GC15/5: Ring-fencing: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes
Our guidance should be read in conjunction with the PRA’s consultation paper CP33/15 setting out the PRA’s proposed approach to RFTSs. ... We published the consultation on our proposed rules in this area in July 2015 (PDF]. -
CP19/1: Recovering the costs of regulating securitisation repositories after the UK leaves the European Union
This paper sets out the fees structure we intend to establish for securitisation repositories (SRs) when responsibility for their regulation passes to us from ESMA (European Securities and Markets Authority) after the UK leaves the EU (European Union -
Rolling the rock: The cycle of deregulation, crisis and regulation
Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018. -
FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds
We consulted on reducing the potential for investor harm where the terms for dealing in some property funds are not aligned with the time it takes to buy or sell the buildings in which the funds invest in.