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Showing 441 to 450 of 517 search results for Occasional Papers and read our.
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Balancing regulatory objectives in the dynamic consumer credit market
Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at the Future of Lending Conference. -
A more effective approach to combatting financial crime
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference. -
DP21/1: Strengthening our financial promotion rules for high-risk investments and firms approving financial promotions
Read our proposals on changes we can make to strengthen our financial promotion rules for high-risk investments -
Advice firms demonstrate some good practice on due diligence but greater consistency needed
The FCA will publish a second consultation paper on the implementation of the Markets in Financial Instruments Directive (MiFID II) later this year. ... We did not carry out an assessment of these firms against our rules. -
Where next for investment and asset management regulation?
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017. -
FCA asks for proposals on how open finance could transform financial services
The Bank of England, PRA and FCA have published coordinated consultation papers on new requirements to strengthen operational resilience in financial services. -
PS17/18: CASS 7A and the special administration regime review
This Policy Statement summarises the feedback we received to our consultation on aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime. -
TR14/8 - Insurers’ management of claims – household and retail travel
We focussed our attention on claims management in household (both buildings and contents) and retail travel insurance. ... Our aim has been to understand consumers’ experience at the point of claiming. -
CP18/36: Brexit: proposed changes to the Handbook and Binding Technical Standards – second consultation
In this paper, we publish further proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also consult on our proposed approach to -
Consumer Investments: Strategy and Feedback Statement
The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this.