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Showing 491 to 500 of 517 search results for Occasional Papers and read our.

  1. CP23/33: Consultation on payments to data providers and DRSP forms including Policy Statement for the framework for UK consolidated tape (CP23/15)

    Consultation papers Published: 20/12/2023 Last modified: 02/04/2024
    A policy statement with final rules for a consolidated tape for bonds following on from the consultation on CP 23/15.

  2. PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules

    Policy statements Published: 02/06/2020 Last modified: 02/06/2020
    The Senior Managers Regime (SMR) will come into force for benchmark administrators on 7 December 2020. This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities

  3. Coronavirus and safeguarding customers’ funds: additional guidance for payment and e-money firms

    Finalised guidance Published: 09/07/2020 Last modified: 09/07/2020
    This finalised guidance intends to strengthen firms’ prudential risk management and arrangements for safeguarding customers’ funds in this period of economic stress due to coronavirus.

  4. FCA, PRA and Bank of England set out plan to improve diversity and inclusion in regulated firms

    Press Releases Published: 07/07/2021 Last modified: 07/07/2021
    The FCA, PRA and Bank of England have opened a discussion with stakeholders on ambitious plans to improve diversity and inclusion in financial services, to achieve better outcomes for consumers and across markets.

  5. FSA - PS12/16 Mortgage Market Review – feedback on FSA CP11/31 and final rules

    Policy statements Published: 24/10/2012 Last modified: 07/02/2022
    This Policy Statement summarises the feedback to our consultation on our proposals for the mortgage market and sets out our final rules.

  6. Consumer credit — high-cost short-term credit lending data

    Data Published: 24/01/2019 Last modified: 15/05/2019
    This page highlights insightful findings about the high-cost short-term credit market, drawing on both the new regulatory return data submitted to the FCA by consumer credit firms and the FCA's Financial Lives Survey 2017.

  7. PS19/26: Brexit - Regulatory Technical Standards for Strong Customer Authentication and Common and Secure Open Standards of Communication

    Policy statements Published: 25/10/2019 Last modified: 18/01/2021
    This policy statement PS19/26 confirms the regulatory technical standards for strong customer authentication and common and secure open standards of communication, which will apply in the UK, in the event of a no-deal exit by the UK from the EU.

  8. FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services 

    Feedback statements Published: 12/07/2023 Last modified: 12/07/2023
    We are asking for views on the potential benefits and harms from Big Tech firms’ entry and expansion into retail financial services sectors

  9. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

  10. Research Note: Accumulation of wealth in Britain - what the distribution of wealth tells us about preparedness for retirement

    Data and research Research notes Published: 02/05/2019 Last modified: 02/05/2019
    In this Research Note, the FCA and The Pensions Regulator (TPR) have identified the prospect of people not having an adequate income, or the income they expect, in retirement as the overarching harm in the pensions and retirement income sector.
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