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Showing 51 to 60 of 518 search results for Occasional Papers and read our.

  1. CP24/9: Financial Crime Guide updates

    Firms All firms Consultation papers Published: 24/04/2024 Last modified: 01/07/2024
    The FCA is consulting on proposed changes to our Financial Crime Guide. 

  2. CP24/8: Extending the SDR regime to Portfolio Management

    Consultation papers Published: 23/04/2024 Last modified: 02/07/2024
    We are consulting on extending the Sustainability Disclosure Requirements and investment labels regime to portfolio management.

  3. CP24/7: Payment Optionality for Investment Research

    Consultation papers Published: 10/04/2024 Last modified: 02/07/2024
    We are consulting on giving UK buyside firms – asset managers and others – greater flexibility on how they can purchase such research

  4. TR14/7: Clarity of fund charges

    Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
    This paper presents the findings from our clarity of fund charges review. ... Our findings will primarily be of interest to UK firms operating funds, platforms, advisers and other retail fund intermediaries.

  5. CP15/6: Consumer credit - proposed changes to our rules and guidance

    Consultation papers Published: 24/02/2015 Last modified: 30/08/2015
    This paper outlines our proposed policy changes to our consumer credit regime.

  6. TR14/20: Annuities sales practice

    Thematic reviews Published: 11/12/2014 Last modified: 29/11/2021
    This paper presents the findings of our thematic review of the non-advised sales practices of pension providers offering annuities to their existing customers.

  7. TR14/2 – Thematic Review of Annuities

    Thematic reviews Published: 14/02/2014 Last modified: 28/03/2014
    Overall our results indicate that some parts of the annuities market are not working well for some consumers. ... Read moreJackie Wells, 2014). radios. Yes. No. What can we do to improve pages like this?

  8. Call for Input: Supporting the development and adoption of RegTech

    News stories Published: 23/11/2015 Last modified: 06/04/2016
    where we should focus our efforts to ensure we best support collaboration between various parties involved and interested in RegTech. ... This paper will be of particular interest to businesses looking to use FinTech and RegTech for providing financial

  9. CP13/10: Detailed proposals for the FCA regime for consumer credit

    Consultation papers Published: 03/10/2013 Last modified: 30/08/2015
    Our main paper also includes a policy statement confirming changes to our high-level standards, on which we consulted earlier in the year in CP13/7. ... For more details see Part B of our full paper. CP13/10 - Detailed proposals for the FCA regime for

  10. CP15/18: Fair, reasonable and non-discriminatory access to regulated benchmarks

    Consultation papers Published: 03/06/2015 Last modified: 07/02/2022
    This consultation paper sets out our proposals for fair, reasonable and non-discriminatory (FRAND) access to regulated benchmarks by benchmark administrators.
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