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Showing 281 to 290 of 794 search results for bring in a new Consumer Duty.

  1. FCA issues 146 alerts in first 24 hours of new crypto marketing regime

    Statements Published: 09/10/2023 Last modified: 09/10/2023
    Changes to legislation that bring cryptoasset promotions under our remit are now in force.

  2. FCA proposes new measures to encourage effective stewardship

    News stories Published: 30/01/2019 Last modified: 30/01/2019
    The FCA is proposing new measures and gathering views on how to encourage effective stewardship in the interests of investors. Most UK consumers hold investments, for example through their pensions, which are looked after by asset managers. Asset

  3. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    And the linked danger that new issuers, or smaller clients might struggle to negotiate effectively. ... Is there, as the report last week asked, a consumer protection issue here?

  4. Temporary regulatory forbearance on MCOB 7.6.28R

    Statements Published: 14/07/2023 Last modified: 14/07/2023
    Our supervisory approach to certain mortgage disclosure requirements.

  5. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Practical implications of US law on EU practice

    Speeches Published: 19/01/2017 Last modified: 20/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe.

  7. Understanding mortgage prisoners

    Data Published: 17/01/2020 Last modified: 15/09/2022
    Following the FCA's Policy Statement on the changes to the responsible lending rules, it has published further data on the mortgage prisoner population. 

  8. David Gagie joins the FCA as Senior Advisor

    News stories Published: 20/08/2013 Last modified: 20/08/2013
    David said:. “This is a critical time for the regulation of consumer credit and, more than ever, consumers need to be properly protected. ... He has considerable experience to bring to bear on the regulatory changes and issues that we face in the

  9. Supporting consumers with pension transfers

    Published: 30/08/2023 Last modified: 30/08/2023
    Read how firms should support consumers with characteristics of vulnerability when providing pension transfer advice.

  10. Building better foundations in AI

    Speeches Published: 24/01/2023 Last modified: 24/01/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at The Alan Turing Institute’s Framework for Responsible Adoption of Artificial Intelligence in the Financial Services Industry event.
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