Search results
Showing 481 to 490 of 794 search results for bring in a new Consumer Duty.
-
FCA highlights continuing concerns about problem firms in the CFD sector
FCA has written to CFD providers outlining expectations and highlighting areas of poor practice seen in firms. -
Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse
employer and client would not consent to the public disclosure of that information, unless he knows that the recipient is under a duty of confidentiality and that he knows that the ... To support this it has three operational objectives: to secure an -
FCA proposes new Directory of financial services workers
The Financial Conduct Authority (FCA) has today proposed a new Directory to help consumers and firms check the status and history of individuals working in financial services. -
Forthplus Pensions Limited in administration – advice on next steps and how to protect yourself from scams
On 18 October 2021 the directors of Forthplus Pensions Limited, appointed Andrew Poxon, Alex Cadwallader and Barry Stewart of Leonard Curtis Business Solutions Group as joint administrators. -
Gaudi Regulated Services Limited in administration
On 25 April 2023 the directors of Gaudi Regulated Services Limited appointed Sean Bucknall and Andrew Watling of Quantuma Advisory Limited as joint administrators. The administrators are qualified insolvency practitioners. -
Diversity: delivering excellence for the future
Speech delivered by Nausicaa Delfas, Executive Director of International at City and Financial: Women in Finance 2019, London -
Chairman's speech to the Trust in Banking Conference
Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered -
Is it a Wonderful Life?
Speech by Charles Randell, Chair, FCA delivered at the Retail Banking Conference 2019 in London -
Ageing population: update from the FCA
We have published this statement to warn consumers against dealing with unauthorised firms. -
PS23/6: Financial promotion rules for cryptoassets
We summarise the feedback we received to CP22/2 on cryptoassets and set out our final policy position and near final Handbook rules.