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Showing 561 to 570 of 794 search results for bring in a new Consumer Duty.

  1. Supreme Court judgment in FCA’s business interruption insurance test case

    Press Releases Published: 15/01/2021 Last modified: 15/01/2021
    The Supreme Court has delivered its judgment in the Financial Conduct Authority’s (FCA)’s business interruption insurance test case.

  2. The FCA’s Competition Powers

    Speeches Published: 23/03/2016 Last modified: 09/11/2016
    Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Former Moore Capital trader pleads guilty to insider dealing

    Press Releases Published: 07/11/2014 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

  4. The view from the regulator: developing our approach

    Speeches Published: 10/03/2017 Last modified: 10/03/2017
    Speech by Mary Starks, Director of Competition at the FCA, delivered at the AIC conference ‘Making choices in uncertain times’.

  5. FS14/2: Feedback Statement on Project Innovate: Call for input

    Feedback statements Published: 28/10/2014 Last modified: 16/01/2015
    It will also be of interest to innovation accelerators, authorised financial services firms, representative trade bodies and consumer organisations. ... Our Innovation Hub is now open for business. We have also launched a new innovation section of our

  6. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    MAR will introduce a new framework for conducting market soundings within which legitimate disclosures of inside information can be made. ... These studies can conclude that competition in a market is working well or that further guidance or new rules

  7. The fight against skimmers and scammers

    Speeches Published: 05/09/2019 Last modified: 05/09/2019
    Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

  8. Loan-based crowdfunding platforms: summary of our rules

    New firm authorisation Published: 11/05/2015 Last modified: 13/08/2021
    The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities.

  9. FCA reaches agreement with HFO Services Limited, Roxburghe (UK) Limited and HFO Capital Limited

    Statements Published: 21/08/2015 Last modified: 21/08/2015
    bring proceedings in the First-tier Tribunal (Consumer Credit) General Regulatory Chamber to an end. ... The OFT had refused to renew the consumer credit licences of the Appellants.

  10. Speech: Shadow banking - the potential risks and rewards

    Insight Published: 21/02/2017 Last modified: 02/03/2017
    This is innovative use of existing markets. A complementary development is exploitation of new technologies to bring lenders and borrowers together. ... when one should use remedies that cut across competition like price controls and product standards
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