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Showing 631 to 640 of 794 search results for bring in a new Consumer Duty.

  1. Investment Funds, Markets Liquidity and the Investor

    Speeches Published: 24/03/2016 Last modified: 23/06/2016
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at The 9th Financial Risk International Forum in Paris on 21 March 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Senior Managers and Certification Regime Banking Stocktake Report

    Multi-firm reviews Published: 05/08/2019 Last modified: 05/08/2019
    The findings of our review into the embedding of the Senior Managers and Certification Regime (SM&CR) in the banking sector. The SM&CR was introduced for deposit-taking firms and dual-regulated investment firms (the banking sector) in March 2016.

  3. Sheree Howard appointed as FCA Executive Director of Risk and Compliance Oversight

    Press Releases Published: 20/09/2019 Last modified: 20/09/2019
    The Financial Conduct Authority (FCA) has today announced that Sheree Howard has been appointed as Executive Director of Risk and Compliance Oversight (R&CO).

  4. Speech: New thinking in regulatory economics

    Insight Published: 23/03/2017 Last modified: 23/03/2017
    the marginal consumer protects all consumers. ... CAT’ stood for conditions, access and terms’.The idea was that the regular, individual consumer has financial needs broadly similar to those of most other consumers, so there was no material

  5. MLA D: Lending - business flow and rates FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA D: Lending - business flow and rates FAQs

  6. Guidance for firms on the fair treatment of vulnerable customers

    Finalised guidance Published: 23/02/2021 Last modified: 19/07/2021
    Our Guidance highlights the actions firms should be taking to treat vulnerable customers fairly.

  7. Speech: The economic challenge of regulating the mortgage market

    Insight Published: 04/11/2016 Last modified: 17/02/2017
    At the same time, mortgages are the biggest financial transaction that many consumers make. ... Consumers struggle with complex calculations and terms (FCA paper in prep; Dellaert & Stremersch).

  8. LIBOR – are you ready for life without LIBOR from end-2021?

    Speeches Published: 26/01/2021 Last modified: 01/02/2021
    Speech delivered by Edwin Schooling Latter, Director Markets and Wholesale Policy at the FCA, at City & Financial's Managing LIBOR transition event

  9. FCA bans partners of firm that failed to consider customer SIPP suitability

    Press Releases Published: 17/04/2014 Last modified: 20/05/2014
    Mr Hughes also failed in his duty to ensure 1 Stop’s compliance with the FCA’s rules by delegating his responsibilities for compliance to an external consultant and failing to ... To support this it has three operational objectives: to secure an

  10. Evolving our enforcement approach to protect and grow our markets

    Speeches Published: 27/02/2024 Last modified: 27/02/2024
    Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.
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