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Showing 691 to 700 of 794 search results for bring in a new Consumer Duty.

691. Independent reviews of Interest Rate Hedging Products and the Connaught Income Fund Series 1

     Press Releases Published: 20/06/2019 Last modified: 20/06/2019
     The FCA has appointed Independent Reviewers for the lessons learned reviews commissioned by the FCA’s Board. One review will cover the redress scheme for Interest Rate Hedging Products and the other will cover the regulation of firms involved

692. FCA appoints two new senior advisers focused on competition and investment banking

     Press Releases Published: 23/04/2014 Last modified: 23/04/2014
     I’m delighted to have them on-board.". Formerly chief executive of the Competition Commission, David Saunders brings with him unrivalled experience to advise the FCA. ... Originally based in New York, Gunner moved to London in 1989 and has been

693. Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds

     Multi-firm reviews Published: 16/11/2023 Last modified: 16/11/2023
     We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and

694. GAP insurers agree to suspend sales following FCA concerns over fair value

     Press Releases Published: 09/02/2024 Last modified: 09/02/2024
     The FCA has today announced that multiple insurance firms have agreed to pause sales of Guaranteed Asset Protection (GAP) insurance, following a request from the FCA.

695. CP24/4: Further consultation on the regulatory framework for pensions dashboard service firms

     Consultation papers Published: 27/03/2024 Last modified: 27/03/2024
     We are consulting on new guidance for firms undertaking this new activity and 2 changes to the rules we originally proposed in CP22/5.

696. Market Force and the Chartered Institute’s Nicholas Barbon Lectures

     Speeches Published: 06/02/2013 Last modified: 29/03/2013
     Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London

697. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

     Press Releases Published: 22/07/2014 Last modified: 22/07/2014
     the proper course of the exercise of their employment, profession or duties. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the integrity of the UK financial

698. Building better bridges: a world-leading investment industry around outcomes customers need

     Speeches Published: 11/10/2019 Last modified: 11/10/2019
     Speech by Charles Randell, FCA chair, at the Investment Association on working to build a world-leading investment industry around customers’ outcomes

699. FCA, ICO and FSCS publish joint statement to insolvency practitioners and authorised firms

     Statements Published: 07/02/2020 Last modified: 07/02/2020
     FCA, ICO and FSCS warn insolvency practitioners and FCA-authorised firms to be responsible when dealing with personal data.

700. Andrew Bailey speech on retail banking in the UK - reflections from the FCA

     Speeches Published: 29/06/2017 Last modified: 29/06/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at the BBA Retail Banking Conference on retail banking in the UK – reflections from the FCA.