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Showing 701 to 710 of 794 search results for bring in a new Consumer Duty.

  1. FCA fines Standard Chartered Bank £102.2 million for poor AML controls

    Press Releases Published: 09/04/2019 Last modified: 09/04/2019
    The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the second largest financial penalty for AML

  2. The Financial Conduct Authority consults on guidance to clarify the boundary between different investment advice models

    Press Releases Published: 11/07/2014 Last modified: 11/07/2014
    Consumer research was conducted as part of this work, focusing on the motivations and experiences of consumers purchasing investments without a personal recommendation. ... The FCA is also today asking for views on ‘Project Innovate’, which intends

  3. Building societies: Facing the challenges and opportunities head on

    Speeches Published: 19/05/2016 Last modified: 19/05/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead.

  4. Consumer investments data review April - September 2021

    Data Published: 03/03/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

  5. Implementing Technology Change

    Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
    This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

  6. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

  7. FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators

    Press Releases Published: 01/03/2016 Last modified: 18/01/2017
    FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators. ... Mélodie Laroche-Gray (Press)020 7066 3254. Outside office hours:07795 351 956. FCA Consumer Helpline (Public)0800 1116 768 (freephone).

  8. Joint Regulatory Oversight Committee sets out recommendations for the next phase of open banking in the UK

    News stories Published: 17/04/2023 Last modified: 17/04/2023
    Report from the Joint Regulatory Oversight Committee (JROC) with recommendations for the next phase of open banking in the UK.

  9. FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions

    Press Releases Published: 05/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR).

  10. New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today

    Press Releases Published: 06/02/2015 Last modified: 03/11/2016
    Three new Chairs for the Financial Conduct Authority’s independent Practitioner Panels have been appointed, announced the FCA’s Chairman John Griffith-Jones today. ... policies and practices are consistent with its general duties, as set out in the
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