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Showing 781 to 790 of 794 search results for bring in a new Consumer Duty.

781. Implementing MiFID II – multi-firm review of research unbundling reforms

     Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
     Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

782. Festive shoppers at rising risk of loan fee scams as fraudsters pile on the pressure at Christmas

     Press Releases Published: 14/12/2022 Last modified: 14/12/2022
     With Christmas fast approaching, the FCA launches its latest ScamSmart campaign aimed at giving consumers the knowledge and tools to avoid loan fee fraud.

783. PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8

     Policy statements Published: 28/02/2019 Last modified: 04/02/2020
     Following our consultation in CP19/10, we are publishing our final rules and guidance on requiring pension scheme governance bodies to report costs and charges information to members of workplace pension schemes and some amendments to our COBS 19.8

784. Information for customers of Beaufort Securities Limited (BSL) and Beaufort Asset Clearing Services Limited (BACSL)

     News stories Published: 29/05/2018 Last modified: 15/04/2024
     Information on what you should do if you were a customer of these firms.

785. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing

     Policy statements Published: 04/02/2016 Last modified: 26/05/2016
     This policy statement sets out final rules for the new accountability framework, which we consulted on in July 2015. ... should bring significant benefits to consumers.

786. How can we ensure that Big Data does not make us prisoners of technology?

     Speeches Published: 11/07/2018 Last modified: 11/07/2018
     Speech by Charles Randell, Chair, Financial Conduct Authority and Payment Systems Regulator, delivered at Reuters Newsmaker event, London.

787. FCA publishes a Decision Notice against Angela Burns deciding to ban and fine the former non-executive director £154,800 for failing to disclose her conflicts of interest

     Press Releases Published: 24/05/2013 Last modified: 27/06/2019
     FCA publishes a Decision Notice against Angela Burns deciding to ban and fine the former non-executive director £154,800 for failing to disclose her conflicts of interest.

788. FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs

     Press Releases Published: 21/09/2015 Last modified: 21/09/2015
     FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs. ... The new appointments:. Tim Parkes will become Chair of the RDC and EDC in January 2016.

789. PS22/10: Strengthening our financial promotion rules for high-risk investments and firms approving financial promotions

     Policy statements Published: 01/08/2022 Last modified: 07/11/2023
     Our final policy and handbook rules for high-risk investments subject to our financial promotion rules and for firms communicating and approving financial promotions.

790. FCA finds young investors are more likely to have long-term goals in mind when dating than when investing

     Consumers Scams Press Releases Published: 24/05/2023 Last modified: 24/05/2023
     Our latest InvestSmart campaign encourages young investors to adopt the same principles to investing as they do to their dating lives.