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FCA secures conditional resolution of proceedings against Park First and its senior management
The conditional agreement should see a further £25 million made available for compensation to investors -
FCA reveals findings from its first Financial Lives Survey
The Financial Conduct Authority (FCA) has today published the results of its Financial Lives Survey 2017. -
DP16/3: Availability of information in the UK Equity IPO process
This will be of interest to institutional and retail investors, corporate issuers, investment banks engaged in underwriting and placing activity, corporate finance advisers, and third party research providers. -
The drive for data in Non-Bank Financial Intermediation (NBFI)
Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit -
FCA assists innovative companies in tackling coronavirus challenges
Application windows for Cohort 7 of the Regulatory Sandbox and the pilot of a new Digital Sandbox initiative have opened. -
FCA publishes final rules on Buy Now Pay Later products
The Financial Conduct Authority (FCA) today confirmed it will introduce new rules in the Buy Now Pay Later (BNPL) market, saving consumers around £40-60 million a year. The changes, which include banning firms from charging backdated interest on -
The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation
Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team. -
Blue Gate Capital Limited ordered to pay Connaught investors £203,007
The FCA has publicly censured Blue Gate Capital Limited (Blue Gate) and ordered it to pay £203,007 in restitution to investors who lost money investing in the Connaught Income Fund, Series 1 (the Fund). -
Olive Finance & Securities Bank (Cloning registration details of FSA authorised firm)
Olive Finance & Securities Bank (Cloning registration details of FSA authorised firm) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Penny James appointed Chair of the FCA’s Practitioner Panel
The Financial Conduct Authority (FCA) has appointed Direct Line Group CEO, Penny James, as Chair of its Practitioner Panel.