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Showing 1131 to 1140 of 7095 search results for final notice.

1131. FSA Final Notice 2006: Paul James Mundy (trading as Paul Mundy Mortgages) [pdf]

      Final notices Published: 31/05/2006 Last modified: 14/06/2014
      FSA Final Notice 2006: Paul James Mundy (trading as Paul Mundy Mortgages)

1132. FSA Final Notice 2010: Carmen Murphy trading as CMP Independent Mortgage Advisers [pdf]

      Final notices Published: 18/06/2010 Last modified: 14/06/2014
      FSA Final Notice 2010: Carmen Murphy trading as CMP Independent Mortgage Advisers

1133. FSA Final Notice 2011: Andrew James Porter [pdf]

      Final notices Published: 22/06/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Andrew James Porter

1134. FSA Final Notice 2010: Michael Robert Cameron trading as Fidelity Corporate Services [pdf]

      Final notices Published: 23/02/2010 Last modified: 14/06/2014
      FSA Final Notice 2010: Michael Robert Cameron trading as Fidelity Corporate Services

1135. FSA Final Notice 2008: Simon Cohen trading as The Travel Insurance Agency [pdf]

      Final notices Published: 25/04/2008 Last modified: 14/06/2014
      FSA Final Notice 2008: Simon Cohen trading as The Travel Insurance Agency

1136. FSA Final Notice 2006: Paramjit Singh Bali (trading as Bali Financial Services) [pdf]

      Final notices Published: 27/10/2006 Last modified: 14/06/2014
      FSA Final Notice 2006: Paramjit Singh Bali (trading as Bali Financial Services)

1137. FSA Final Notice 2012: Derek William Wright [pdf]

      Final notices Published: 26/04/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Derek William Wright

1138. Final Notice 2017: Niall O’Kelly [pdf]

      Final notices Published: 07/04/2017
      This final notice refers to breaches of s.118(7) Financial Services and Markets Act 2000 and FIT related to market abuse, a lack of fitness/propriety and client money/assets in the trading firm sector. We imposed a fine and prohibition.

1139. Final notice 2016: Sunrise Brokers LLP [pdf]

      Final notices Published: 13/06/2016 Last modified: 13/06/2016
      This final notice refers to a candidate for approval to perform controlled functions. The applicant firm and candidate did not provide sufficient information to satisfy us that the candidate met the honesty, integrity and reputation criteria of the

1140. FSA Final Notice 2005: Higgins Morrison & Reid [pdf]

      Final notices Published: 01/06/2005 Last modified: 14/06/2014
      FSA Final Notice 2005: Higgins Morrison & Reid