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Showing 1161 to 1170 of 7095 search results for final notice.

1161. FSA Final Notice 2009: Michael Tomlinson [pdf]

      Final notices Published: 09/01/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: Michael Tomlinson

1162. Final Notice 2022: Elite UK Claims [pdf]

      Final notices Published: 30/09/2022
      Final Notice 2022: Elite UK Claims. This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Claims Management Company sector. We refused the firm’s application for authorisation

1163. FCA Final Notice 2014: Paul Catterall [pdf]

      Final notices Published: 19/06/2014 Last modified: 07/04/2015
      This final notice refers to breaches of COND related to threshold conditions, and lack of fitness/propriety in the general insurance and protection sector. We imposed a refusal.

1164. FCA Final Notice 2014: Mohammed Hasan trading as Baba Money [pdf]

      Final notices Published: 02/06/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1165. FCA Final Notice 2013: Mr Andrew Jeffery [pdf]

      Final notices Published: 23/08/2013 Last modified: 07/04/2015
      This final notice refers to breaches of APER1 and APER4 related to insurance fraud in the general insurance and protection sector. We imposed a fine and a prohibition order.

1166. FCA Final Notice 2013: Sesame Limited [pdf]

      Final notices Published: 05/06/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 3 and PRIN 9 related to mis-selling, and appointed representatives in the investment advisers and platforms sector. We imposed a fine.

1167. Final Notice 2015: Mark Cleaver [pdf]

      Final notices Published: 20/08/2015 Last modified: 03/09/2015
      This final notice refers to breaches of COND, related to threshold conditions and failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation.

1168. FSA Final Notice 2009: Entertainment Rights plc [pdf]

      Final notices Published: 19/01/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: Entertainment Rights plc

1169. FSA Final Notice 2010: Phoenix Insurance Limited [pdf]

      Final notices Published: 18/08/2010 Last modified: 14/06/2014
      FSA Final Notice 2010: Phoenix Insurance Limited

1170. Final Notice 2017: John Abbott [pdf]

      Final notices Published: 28/02/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.