Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1301 to 1310 of 7095 search results for final notice.

  1. Final Notice 2015: Magnus Michael Peterson [pdf]

    Final notices Published: 26/10/2015 Last modified: 26/10/2015
    This Final Notice refers to breaches of FIT related to lack of fitness/propriety in the investment advisor sector. We imposed a prohibition.

  2. FSA Final Notice 2006: E H Morgan & Son (Cirencester) Limited [pdf]

    Final notices Published: 25/05/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: E H Morgan & Son (Cirencester) Limited

  3. FSA Final Notice 2011: Julian Harris [pdf]

    Final notices Published: 04/11/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Julian Harris

  4. FSA Final Notice 2012: David Einhorn [pdf]

    Final notices Published: 15/02/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against David Einhorn

  5. FSA Final Notice 2007: Thomas Gibson (Life & Pensions Consultants) Limited [pdf]

    Final notices Published: 21/09/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: Thomas Gibson (Life & Pensions Consultants) Limited

  6. FSA Final Notice 2009: Morgan Stanley & Co International Plc (“Morgan Stanley”) [pdf]

    Final notices Published: 13/05/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Morgan Stanley & Co International Plc (“Morgan Stanley”)

  7. FSA Final Notice 2007: Eric John Stevens [pdf]

    Final notices Published: 01/10/2007 Last modified: 14/06/2014
    FSA Final notice 2007: Mr Eric John Stevens - 1 October 2007

  8. FSA Final Notice 2012: Jose Quiambao [pdf]

    Final notices Published: 30/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Jose Quiambao

  9. FSA Final Notice 2006: Kumar Venkat (trading as Gemini Connections) [pdf]

    Final notices Published: 25/04/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: Kumar Venkat (trading as Gemini Connections)

  10. FSA Final Notice 2007: Flett Sinclair Insurance Brokers Limited (FSIB) [pdf]

    Final notices Published: 17/12/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: Flett Sinclair Insurance Brokers Limited (FSIB)
Related searches
Related topics