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Showing 1341 to 1350 of 7095 search results for final notice.
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FSA Final Notice 2012: Stewart Wallace Domke [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Stewart Wallace Domke -
FSA Final Notice 2012: Gregory Paul White [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Gregory Paul White -
Final Notice 2023: Smilewise Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FSA Final Notice 2013: John James Quarrell 14th Jan 02 [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against John James Quarrell -
FSA Approved Person Refusals 2007: Rickun Financial Services Ltd and Jyotika Ashokkumar Inamdar ("Mrs Inamdar") [pdf]
FSA Approved Person Refusals 2007: Rickun Financial Services Ltd and Jyotika Ashokkumar Inamdar ("Mrs Inamdar") -
Final Notice 2015: Moorhouse Group Limited [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 7 related to mis-selling and culture/governance in the general insurance and protection sector. We imposed a fine. -
Final Notice 2015: Forexex Limited [pdf]
This final notice refers to breaches of Payment Services Regulations 2009, Regulation 13, related to lack of fitness/propriety and failing to be open and co-operative with the Authority. We imposed a refusal of the firm’s application for -
FSA Final Notice 2008: Finance Loans Solutions Limited [pdf]
FSA Final Notice 2008: Finance Loans Solutions Limited -
FSA Final Notice 2006: Thames Mortgage and Insurance Consultants [pdf]
FSA Final Notice 2006: Thames Mortgage and Insurance Consultants -
Final Notice 2015: Aviva Investors Global Services Limited [pdf]
This final notice refers to breaches of PRIN 3, PRIN 8 and COBS related to unfair treatment of customers, conflicts of interest and culture / governance in the Asset management sector. We imposed a fine.