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Showing 1361 to 1370 of 7095 search results for final notice.

  1. Final Notice 2023: Mark Anthony Jensen [pdf]

    Final notices Published: 13/11/2023
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  2. FSA Final Notice 2009: Porchester Finance Limited [pdf]

    Final notices Published: 07/09/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Porchester Finance Limited

  3. FCA Final Notice 2014: City & Provincial and Mr Zaffar Hassan Tanweer [pdf]

    Final notices Published: 13/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 1 and FIT related to mortgage fraud in the mortgages and consumer credit sector. We imposed a prohibition (full), fine, withdrawal and cancellation.

  4. FSA Final Notice 2012: Mr David Gerrard Thornberry [pdf]

    Final notices Published: 29/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mr David Gerrard Thornberry

  5. FSA Final Notice 2011: Anthony James Moss [pdf]

    Final notices Published: 20/07/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Anthony James Moss

  6. FSA Final Notice 2011: John Paul Folan [pdf]

    Final notices Published: 30/09/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against John Paul Folan

  7. FCA Final Notice 2013: Mustafa Dervish [pdf]

    Final notices Published: 18/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of APER 1 and 7 related to mis-selling, lack of fitness and propriety, and conflicts of interest in the investment advisors and platforms sector. We imposed a prohibition, withdrawal and a fine .

  8. FSA Final Notice 2010: Contact Management Services Limited [pdf]

    Final notices Published: 26/04/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Contact Management Services Limited

  9. FSA Final Notice 2009: Richard Kennedy [pdf]

    Final notices Published: 14/01/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Richard Kennedy

  10. FSA Final Notice 2007: Gorwins Limited [pdf]

    Final notices Published: 13/09/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: Gorwins Limited
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