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Showing 141 to 150 of 7086 search results for final notice.

141. Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities [pdf]

     LIBOR notices Published: 01/07/2023
     Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities

142. 2020 fines

     News stories Published: 21/01/2020 Last modified: 02/12/2022
     This page contains information about enforcement fines published during the calendar year ending 2020.

143. 2023 fines

     News stories Published: 12/01/2023 Last modified: 04/04/2024
     Enforcement fines published in 2023.

144. 2018 fines

     News stories Published: 08/01/2018 Last modified: 15/01/2019
     This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

145. Final Notice 2024: Kulvir Virk [pdf]

     Final notices Published: 24/06/2024
     This Final Notice refers to breaches of PRIN 1 and PRIN 6 related to a failure to act with integrity and a failure to exercise due care, skill and diligence in the pensions sector. We imposed a financial penalty and a prohibition order.

146. Final Notice 2018: R M H Financial Services (Robert Michael Hulme trading as) [pdf]

     Final notices Published: 03/07/2018
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and General

147. Final Notice 2024: Paydog Ltd [pdf]

     Final notices Published: 23/04/2024
     This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.  

148. 2024 fines

     News stories Published: 25/03/2024 Last modified: 25/06/2024
     Enforcement fines published in 2024.

149. FSA Final Notice 2011: AF Directions Limited [pdf]

     Final notices Published: 11/02/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against AF Directions Limited

150. FSA Final Notice 2009: Aon Limited [pdf]

     Final notices Published: 06/01/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Aon Limited