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Showing 1461 to 1470 of 7095 search results for final notice.
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FSA Final Notice 2009: Gillen Farrelly Independent Mortgage Advisers [pdf]
FSA Final Notice 2009: Gillen Farrelly Independent Mortgage Advisers -
FSA Final Notice 2012: Mr Adrian Mark Mosley (trading as Mosley & Company) [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Mr Adrian Mark Mosley (trading as Mosley & Company) -
FSA Final Notice 2007: First Call Insurance Consultants Limited [pdf]
FSA Final Notice 2007: First Call Insurance Consultants Limited -
Final Notice 2017: Gareth McCrone [pdf]
This final notice refers to breaches of PRIN related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Royston Motors [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: John Wilkinson [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2023: LCUK Finance Ltd [pdf]
This final notice refers to a failure to be open and co-operative with the Authority PRIN 11. -
FSA Approved Person Refusals 2008: Stephen Ernest Longdon [pdf]
FSA Approved Person Refusals 2008: Stephen Ernest Longdon -
Final Notice 2023: Susan Mary Jones [pdf]
This Final Notice refers to breaches of Principles for Business 2 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £40,888 is being made to the FSCS. -
Final Notice 2023: DMA Developments Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.