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Showing 151 to 160 of 7086 search results for final notice.

151. FSA Final Notice 2010: Darren Button [pdf]

     Final notices Published: 21/07/2010 Last modified: 04/06/2015
     For the reasons set out in this Final Notice, the FSA is taking action against Darren Button

152. FSA Final Notice 2010: Jump Mortgages Limited [pdf]

     Final notices Published: 26/04/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Jump Mortgages Limited

153. FSA Final Notice 2011: DCR Strategies UK Limited [pdf]

     Final notices Published: 23/08/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against DCR Strategies UK Limited

154. FSA Final Notice 2008: David Lawrence Brown [pdf]

     Final notices Published: 29/01/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: David Lawrence Brown

155. FSA Final Notice 2011: AMG Business Solutions Limited [pdf]

     Final notices Published: 11/02/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against AMG Business Solutions Limited

156. FSA Final Notice 2011: Active Mortgage Solutions (UK) Limited [pdf]

     Final notices Published: 11/02/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Active Mortgage Solutions (UK) Limited

157. Final notice 2016: Pacific Continental Securities (UK) Limited (In Liquidation) [pdf]

     Final notices Published: 15/03/2016 Last modified: 17/03/2016
     This final notice refers to breaches of Prin 4, Cond and IPRU-INV related to threshold conditions in the investment advisor sector. We imposed a cancellation.

158. FSA Final Notice 2009: Penn Financial Services Unlimited [pdf]

     Final notices Published: 06/04/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Penn Financial Services Unlimited

159. FSA Final Notice 2010: Derek Silk trading as Silk Insurance Brokers [pdf]

     Final notices Published: 26/01/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Derek Silk trading as Silk Insurance Brokers

160. Final Notice 2024: Hadyn Gamblin [pdf]

     Final notices Published: 01/03/2024
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.