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Showing 161 to 170 of 7086 search results for final notice.

161. FSA Final Notice 2009: Penn Financial Services Unlimited [pdf]

     Final notices Published: 06/04/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Penn Financial Services Unlimited

162. FSA Final Notice 2012: UBS AG 19th Dec [pdf]

     Final notices Published: 19/12/2012 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against UBS AG 19th Dec

163. FSA Final Notice 2011: Active Mortgage Solutions (UK) Limited [pdf]

     Final notices Published: 11/02/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Active Mortgage Solutions (UK) Limited

164. FSA Final Notice 2010: Derek Silk trading as Silk Insurance Brokers [pdf]

     Final notices Published: 26/01/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Derek Silk trading as Silk Insurance Brokers

165. Final Notice 2024: Hadyn Gamblin [pdf]

     Final notices Published: 01/03/2024
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

166. FSA Final Notice 2010: Gregory Lagan trading Gregory Lagan Motors [pdf]

     Final notices Published: 25/01/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Gregory Lagan trading Gregory Lagan Motors

167. FSA Final Notice 2009: Darren Morton [pdf]

     Final notices Published: 06/10/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Darren Morton

168. FSA Final Notice 2010: Peter Sprung [pdf]

     Final notices Published: 23/02/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Peter Sprung

169. FSA Final Notice 2010: Mr Gary Victor Lester [pdf]

     Final notices Published: 29/03/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Mr Gary Victor Lester

170. FCA Final Notice 2013: Policy Administration Services Limited [pdf]

     Final notices Published: 03/07/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3 and 6 related to complaints-handling, and the unfair treatment of customers in the general insurance and protection sector. We imposed a fine.