Search results

Showing 1611 to 1620 of 7095 search results for final notice.

1611. FSA Final Notice 2006: Donald Whiteford trading as Equity Finance [pdf]

      Final notices Published: 31/05/2006 Last modified: 14/06/2014
      FSA Final Notice 2006: Donald Whiteford trading as Equity Finance

1612. FSA Final Notice 2008: Michael Reilly, trading as Abercorn Financial Services [pdf]

      Final notices Published: 29/01/2008 Last modified: 14/06/2014
      FSA Final Notice 2008: Michael Reilly, trading as Abercorn Financial Services

1613. FSA Final Notice 2011: Olalekan Charles Onamusi [pdf]

      Final notices Published: 16/02/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Olalekan Charles Onamusi

1614. FSA Final Notice 2010: Geoffrey David Andrews trading as Foundations Home Finance [pdf]

      Final notices Published: 22/04/2010 Last modified: 14/06/2014
      FSA Final Notice 2010: Geoffrey David Andrews trading as Foundations Home Finance

1615. FSA Final Notice 2012: Graeham Stuart Sampson [pdf]

      Final notices Published: 19/10/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Graeham Stuart Sampson

1616. FSA Final Notice 2012: Stephen Goodwin [pdf]

      Final notices Published: 24/07/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Stephen Goodwin

1617. FCA Final Notice 2013: Michael Conway [pdf]

      Final notices Published: 17/12/2013 Last modified: 07/04/2015
      This final notice refers to breaches of FIT related to lack of fitness/propriety in the wealth management and private banking, investment advisers and platforms sector. We imposed a prohibition.

1618. FSA Final Notice 2006: Lember Singh Sanghera trading as L S Sanghera [pdf]

      Final notices Published: 12/12/2006 Last modified: 14/06/2014
      FSA Final Notice 2006: Lember Singh Sanghera trading as L S Sanghera

1619. Final Notice 2016: Phillip Whiffin [pdf]

      Final notices Published: 17/11/2016
      This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1620. FSA Final Notice 2007: John McDonnell trading as Mortgage and Loans Direct [pdf]

      Final notices Published: 04/07/2007 Last modified: 14/06/2014
      FSA Final Notice 2007: John McDonnell trading as Mortgage and Loans Direct