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Showing 1621 to 1630 of 7095 search results for final notice.

  1. FSA Final Notice 2005: David Kennedy-McGregor trading as Ridgeway Insurance Services [pdf]

    Final notices Published: 01/04/2005 Last modified: 14/06/2014
    FSA Final Notice 2005: David Kennedy-McGregor trading as Ridgeway Insurance Services

  2. Final Notice 2019: UBS AG [pdf]

    Final notices Published: 19/03/2019
    This final notice (UBS AG) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.

  3. FSA Final Notice 2013: Stefan Chaligne [pdf]

    Final notices Published: 24/01/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Stefan Chaligne

  4. FSA Final Notice 2005: Williams, Stewart James (trading as S & J Consultants) [pdf]

    Final notices Published: 01/09/2005 Last modified: 14/06/2014
    FSA Final Notice 2005: Williams, Stewart James (trading as S & J Consultants)

  5. FSA Final Notice 2006: Mary MacKellar (trading as Mary MacKellar Insurance Services) [pdf]

    Final notices Published: 06/07/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: Mary MacKellar (trading as Mary MacKellar Insurance Services)

  6. FSA Final Notice 2006: Cody Francis Colville [pdf]

    Final notices Published: 13/07/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: Cody Francis Colville

  7. Final Notice 2023: Zereen Money Limited [pdf]

    Final notices Published: 17/05/2023
    This final notice refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  8. FCA Final Notice 2014: Debt Plan UK Ltd [pdf]

    Final notices Published: 26/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

  9. Final Notice 2015: Cashsense Limited [pdf]

    Final notices Published: 10/06/2015 Last modified: 10/06/2015
    This final notice refers to breaches of PSR related to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  10. Final Notice 2022: Stuart Rea [pdf]

    Final notices Published: 28/04/2022
    This Final Notice (Stuart Rea) refers to breaches of FIT. We imposed a prohibition.
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