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Showing 171 to 180 of 7086 search results for final notice.

171. FSA Final Notice 2009: Case Funding Centre [pdf]

     Final notices Published: 18/12/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Case Funding Centre

172. FSA Final Notice 2010: Peter Sprung [pdf]

     Final notices Published: 23/02/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Peter Sprung

173. FSA Final Notice 2011: Kalnan (UK) Ltd [pdf]

     Final notices Published: 24/08/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Kalnan (UK) Ltd

174. FSA Final Notice 2008: AWD Chase de Vere Wealth Management Limited [pdf]

     Final notices Published: 10/11/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: AWD Chase de Vere Wealth Management Limited

175. FSA Final Notice 2006: Zee Financial Services Limited [pdf]

     Final notices Published: 10/03/2006 Last modified: 14/06/2014
     FSA Final Notice 2006: Zee Financial Services Limited

176. FSA Final Notice 2010: Mr Gary Victor Lester [pdf]

     Final notices Published: 29/03/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Mr Gary Victor Lester

177. FCA Final Notice 2013: IBBL Exchange UK Limited (formerly Jalalabad Money Transfer & Travels Limited) [pdf]

     Final notices Published: 18/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

178. FCA Final Notice 2013: Mr Rahul Shah [pdf]

     Final notices Published: 13/11/2013 Last modified: 07/04/2015
     This final notice refers to breaches of MAR related to market abuse in the investment adviser sector. We imposed a fine and prohibition.

179. FSA Final Notice 2006: Capital Mortgage Connections Ltd [pdf]

     Final notices Published: 21/11/2006 Last modified: 14/06/2014
     FSA Final Notice 2006: Capital Mortgage Connections Ltd

180. FSA Final Notice 2010: IC2 Capital LLP [pdf]

     Final notices Published: 20/09/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: IC2 Capital LLP