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Showing 1711 to 1720 of 7095 search results for final notice.

1711. FSA Final Notice 2007: Goldplaza Berkeley Square Limited [pdf]

      Final notices Published: 21/09/2007 Last modified: 14/06/2014
      FSA Final Notice 2007: Goldplaza Berkeley Square Limited

1712. FSA Final Notice 2005: Courtover Investment Management Limited [pdf]

      Final notices Published: 01/05/2005 Last modified: 14/06/2014
      FSA Final Notice 2005: Courtover Investment Management Limited

1713. FSA Final Notice 2009: Graeme Watson Financial Services LLP [pdf]

      Final notices Published: 22/07/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: Graeme Watson Financial Services LLP

1714. FSA Final Notice 2008: Mortgage and Property Services Limited [pdf]

      Final notices Published: 03/07/2008 Last modified: 14/06/2014
      FSA Final Notice 2008: Mortgage and Property Services Limited

1715. FSA Final Notice 2005: Harvey Simon Medical Insurance Services [pdf]

      Final notices Published: 01/02/2005 Last modified: 14/06/2014
      FSA Final Notice 2005: Harvey Simon Medical Insurance Services

1716. FCA Final Notice 2014: David Gillespie [pdf]

      Final notices Published: 09/10/2014 Last modified: 07/04/2015
      This final notice refers to breaches of APER 1 and APER 6 related to client money/assets in the asset management sector. We imposed a fine, withdrawal and a prohibition.

1717. FSA Final Notice 2009: HSBC Actuaries and Consultants Limited [pdf]

      Final notices Published: 22/07/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: HSBC Actuaries and Consultants Limited

1718. FSA Final Notice 2008: Graham Kershberg (trading as Kershberg & Company) [pdf]

      Final notices Published: 22/01/2008 Last modified: 14/06/2014
      FSA Final Notice 2008: Graham Kershberg (trading as Kershberg & Company)

1719. FSA Final Notice 2007: Glenis Wild trading as Trafalgar Finance [pdf]

      Final notices Published: 21/02/2007 Last modified: 14/06/2014
      FSA Final Notice 2007: Glenis Wild trading as Trafalgar Finance

1720. FSA Final Notice 2011: Barclays Capital Securities Limited (Barclays Capital or the Firm) [pdf]

      Final notices Published: 26/01/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Barclays Capital Securities Limited (Barclays Capital or the Firm)