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Showing 1721 to 1730 of 7095 search results for final notice.

  1. FSA Final Notice 2008: Rukhsana Malik [pdf]

    Final notices Published: 02/12/2011 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Rukhsana Malik.

  2. FSA Final Notice 2010: Barry Williams [pdf]

    Final notices Published: 02/12/2011 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Barry Williams.

  3. FSA Final Notice 2006: A S General Insurance Brokers Plc [pdf]

    Final notices Published: 10/07/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: A S General Insurance Brokers Plc

  4. Final Notice 2017: Ashton Patterson [pdf]

    Final notices Published: 29/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2020: Peter Howson [pdf]

    Final notices Published: 12/10/2020 Last modified: 12/10/2020
    This Final Notice (Peter Anthony Hoswon) refers to breaches of FIT 2.1 related to lack of fitness and propriety in the Investment Adviser sector. We imposed a prohibition.

  6. FSA Final Notice 2005: Redcliffe Associates Partnership Limited [pdf]

    Final notices Published: 01/10/2005 Last modified: 14/06/2014
    FSA Final notice 2005: Redcliffe Associates Partnership Limited - 20 October 2005

  7. FSA Final Notice 2012: Basharat Hussain [pdf]

    Final notices Published: 06/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Basharat Hussain

  8. FCA Final Notice 2013: The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V. (together “RBS”) [pdf]

    Final notices Published: 16/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of SUP and PRIN 2 related to transaction reporting in the investment banks sector. We imposed a fine.

  9. FSA Final Notice 2012: Angie Littlewood [pdf]

    Final notices Published: 31/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Angie Littlewood

  10. FSA Final Notice 2010: Susan Adele Cummings [pdf]

    Final notices Published: 02/12/2011 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Susan Adele Cummings.
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