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Showing 1791 to 1800 of 7095 search results for final notice.

  1. FSA Final Notice 2008: Solicitors Services Limited [pdf]

    Final notices Published: 15/01/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Solicitors Services Limited
  2. FSA Final Notice 2008: Woolworths Group plc [pdf]

    Final notices Published: 11/06/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Woolworths Group plc
  3. FSA Final Notice 2008: Allegiance Mortgages Limited [pdf]

    Final notices Published: 24/07/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Allegiance Mortgages Limited
  4. Final Notice 2022: TSB Bank plc [pdf]

    Final notices Published: 20/12/2022
    This Final Notice refers to breaches of Prin 2 related to failing to exercise due skill, care and diligence and Prin 3 for not taking reasonable care in organising and controlling its affairs responsibly and effectively, with adequate risk
  5. Final Notice 2024: Clive Harris Mongelard [pdf]

    Final notices Published: 12/07/2024
    “This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.” 
  6. FSA Final Notice 2004: Mr J R Townsend [pdf]

    Final notices Published: 01/08/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Mr J R Townsend
  7. FSA Final Notice 2006: Minstergate Motor Company Limited [pdf]

    Final notices Published: 31/03/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: Minstergate Motor Company Limited
  8. FSA Final Notice 2007: Grand Lodge of the United Kingdom Independent Order of English Mechanics Friendly Society (Preston Unity) [pdf]

    Final notices Published: 18/01/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: Grand Lodge of the United Kingdom Independent Order of English Mechanics Friendly Society (Preston Unity)
  9. [pdf]

    Final notices Published: 02/12/2011 Last modified: 30/05/2013
  10. FSA Final Notice 2004: Homebuyers (West Country) Limited [pdf]

    Final notices Published: 01/05/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Homebuyers (West Country) Limited